TRM names Roe as compliance manager Mortgage Finance Gazette

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The Right Mortgage & Protection Network has appointed Samantha Roe from HL Partnership as compliance manager.

Roe will be the primary point of contact for appointed representatives within her allocated area, managing the training and competence programme and ensuring compliance with both company and regulatory procedures.

Her role at TRM will also include identifying business risks, supporting advisers in meeting regulatory requirements, conducting audits and reviews, coaching and monitoring individuals and assisting with technical queries and escalations arising from file reviews.

Roe has more than 25 years’ experience in financial services compliance and advice, most recently as regional compliance manager at HL Partnership, where she supported advisers across mortgages, equity release and protection, delivered training, conducted firm audits and risk reviews.

Prior to this, she spent more than 15 years at Mortgage Select (SW) in a combined compliance manager and adviser role.

The Right Mortgage & Protection Network head of audit and supervision Matt Hall says: “We are very pleased to welcome Samantha to the team and to introduce her to our member firms who she will be supporting in this role.

“Her appointment further strengthens our compliance function and reinforces our commitment to supporting advisers in delivering positive client outcomes.

“Samantha brings a wealth of experience and a strong commitment to high standards and we are excited about the impact she will have across the business.”

Roe add: “I am delighted to be joining TRM as compliance manager.

“I look forward to working with firms across the network to support high standards of compliance and positive client outcomes.”